Probation
Outline
1. Introduction – probation as a widely spread sanction, which, though,
has both strengths and challenges
2. Background of probation – the historical overview of the evolution
of probation from leniency, to judicial reprieve, recognizance and to the modern
concept of probation
3. The organization of probation – the debate between centralization and
decentralization of probation, with the recent shift to decentralization as
more effective model of organization of probation; the administration of probation
– the competition of judicial and executive branches
4. The dual function of probation – two major functions: supervision and
investigation; both functions are closely intertwined and essential for the
effective probation
5. The effectiveness and prospects of probation – conclusion, summarizing
key points of the paper; positive assessment of probation as a highly efficient
and prospective sanction that can be successfully applied at larger scale in
the future
6. References
Introduction
Today, probation plays an extremely important role in the contemporary society
because it is a widely used sanction that is applied to offenders in the USA.
In fact, probation performs a very important social role because it can be viewed
as an alternative to the conventional punishment of criminals. At the same time,
probation aims not only at the punishment of offenders, which is not actually
the major goal of probation at all, but it is mainly focused on the prevention
of crimes, deviant behavior and cases of recidivism, especially among the population
released from prisons.
Obviously, probation basically meets the modern standards in regard to the prevention
of crimes and this sanction can be considered quite efficient since it does
not implies the imprisonment of an offender, on the condition of his or her
good behavior. As a result, both the society and an offender can potentially
benefit since, on the one hand, the society can save costs on maintenance of
prisons and incarcerated population, while offenders get an opportunity to change
their lifestyle, behavior and start a new, normal life, being under supervision
in terms of probation.
However, in the modern society, the judicial system and law enforcement agencies
can face a number of problems related to probation since often people believe
they can totally secured if offenders are sent to prison, while probation may
be an ineffective sanction which cannot really protect them from victimization
from the part of offenders. In such a way, people need to be sure in the effectiveness
of probation. In this regard, law enforcement agencies need to work on the improvement
of probation in order to insure the public safety and prevent cases of recidivism
from the part of offenders on probation.
Background of probation
In fact, probation is not a totally new concept. In actuality, sanctions which
are similar to modern probation or which can be viewed as precursors of modern
probation can be traced back to the 13th century, when people accused in serious
offenses could appeal to the judge for leniency by reading in court the text
of Psalm 51 (Clear, Cole and Reising, 2008). This practice laid the foundation
to the modern concept of probation, though it had little in common with modern
probation. Nevertheless, in the course of time the leniency evolved and it was
substituted by new sanctions applied to offenders.
In this respect, it is worth mentioning the fact that the 19th century became
probably the turning point in the development of the concept of probation. It
is during this epoch new forms of sanctions concerning offenders were implemented.
Among the most significant innovations in the judicial system, it is possible
to point out the judicial reprieve, which allowed the judge to suspend the punishment
or execution of sentence in relation to an offender for a definite period of
time, on the end of which an offender was obliged to undergo the punishment
and serve the sentence ruled by the court.
Another important innovation was recognizance which could apply to offenders
by courts. In terms of this sanction, offenders were obliged to appear in the
court whenever they were called for (Clear, Cole and Reising, 2008). In fact,
it was an important sanctions which became a precursor of modern concept of
probation.
At the same time, the emergence of probation is basically related to the 20th
century. The practice of probation was introduced to ease the pressure on prisons,
when the crime rates had started to grow consistently and new sanctions were
needed. These sanctions should be an alternative to conventional incarceration
and implied the supervision and control over offenders from the part of courts
and law enforcement agencies. In such a way, offenders preserved relative freedom,
but remained under the supervision and control that was supposed to prevent
them from committing new crimes. In fact, the application of probation became
particularly significant as a measure which could prevent cases of recidivism
since offenders released from prison could have remained on probation for a
definite period of time, during which the commitment of offense would put them
under a risk of being sent to prison. Basically, this principle of supervision
persists till present days, but it is important to underline that, today, probation
is used consistently more frequently than it used to be in the past, to the
extent that about a half of all adults under correctional supervision are on
probation (Clear, Cole and Reising, 2008).
The organization of probation
The role of probation can hardly be underestimated in the modern judicial system.
At the same time, specialists (Reiman, 2003) argue concerning the effective
application of probation in the modern society. In actuality, one of the major
problems is the approach used to probation. To put it more precisely, probation
can be either centralized or decentralized. In this regard, specialists (Clear,
Cole and Reising, 2008) argue that both centralization and decentralization
of probation has its own advantages and drawbacks. The centralized probation
implies the existing of the administrative body that supervises probation at
the state level. In such a situation, the administrative body can maintain the
control over and supervision of offenders on probation statewide. Basically,
centralization allows concentrating data on offenders on probation within one
agency, where highly qualified professionals are employed. On the other hand,
the decentralization of probation, makes supervision and control over offenders
more flexible. What is meant here is the fact that offenders are under the control
of the administrative body which operates at the local level, i.e. the level
of a city or county.
As a result, this agency can perform functions of supervision and control within
the city or county limits, while the smaller size of the agency, compared to
centralized administrative body, makes it more flexible and able to respond
adequately to action or inaction of offenders on probation. Anyway, it is obvious
that decentralized probation eliminates such a serious problem of centralized
probation as bureaucracy. Therefore, decentralized probation is closer to offenders
as well as to the local community and, thus, it can be viewed as more effective,
though the prospects of the total shift from centralized to decentralized probation
are still uncertain.
Another significant problem of the organization of modern probation is the problem
of administration of probation. In this respect, there tow major “rivals”
for the administration of probation: judicial branch and executive branch. Traditionally,
judicial branch played the dominant role in the administration of probation,
but, today, when the trends to decentralization of probation and integration
of offenders on probation into local communities grow stronger, the administration
of probation by executive branch seems to be more effective because executive
branch has larger opportunities to supervise probation and meet the needs of
both offenders and local community.
The dual function of probation
Even though the supervision may seem to be the major function of probation,
the modern probation performs two functions: the function of supervision and
the function of investigation (Clear, Cole and Reising, 2008). In actuality,
the function of supervision implies that administrative body that administers
probation focuses on the supervision of offenders. Probation officers control
the behavior of offenders, their location and movement, in order to prevent
the commitment of crimes or violation of rules of probation. At the same time,
probation officers do not interfere into the life of offenders but offenders
are obliged to inform probation officers regularly about their location and
current position.
At the same time, probation implies the investigation because it is necessary
to maintain control over behavior and actions of offenders on probation. To
meet this goal, it is necessary to investigate their life and behavior, on the
basis of evidences received from people who live or work with offenders on probation
or who know them. In such a way, due to investigation it is possible to empower
the supervision function of probation.
The effectiveness and prospects of probation
The popularity of probation can be explained by its seeming effectiveness. In
fact, it is a very effective function because it proves to be effective in regard
to both the community and offenders. Obviously, community face a risk of recidivism
from the part of offenders on probation, but the community can ensure its safety
being aware of possible danger and being protected by law enforcement agencies
and probation administrative body. At the same time, offenders have an opportunity
to lead a normal life and live in the community that facilitates their integration
in the normal social life.
Hence, it is possible to speak about good prospects of probation. It is possible
to presuppose that probation will grow even more popular than it is at the moment
because it meets the strategic direction in the development of modern judicial
system, which tends to distance from punitive approach and focuses on the integration
of offenders into the normal social life. In such a context, probation can be
a very effective sanction compared to conventional imprisonment, for instance,
while its democratic and socially-oriented nature opens huge opportunities for
the further development of probation as a mainstream sanction.
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